New Look, Same Focus:
Outstanding Delivery

Cross-domain delivery expertise across
the financial services industry for over 25 years

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In a continuously changing landscape, we partner with our clients to help them stay competitive. Our strategic planning approach is driven by data analysis and input from stakeholders to establish long and short-term goals within the framework of an executable plan.

Our Strategy services include:
  • Business Alternative Assessment
  • Operations & Technology Alignment
  • Business Requirements Analysis
  • Self Clearing Service
  • New Business or Product Strategy
  • Strategic Cost Reduction
  • Business Operation Transformation
  • Target Operating Model
  • 3rd Party Vendor Selection
  • RFI & RFP Development
  • Business Process Optimization
  • Transaction Cost Analytics & Reduction
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The industry’s most demanding transformation challenges requires conversion solutions that can deliver across the full lifecycle. Our client collaboration methodology, from vendor selection through implementation, is backed up by our glowing track record of successful client conversion engagements.

Our Conversion Services include:
  • Build vs Buy
  • Business Case & Pricing Models
  • Current State Validation
  • Data Mapping & Reverse Mapping
  • GAP Analysis and Functional Analysis
  • Vendor Selection
  • Monitoring of System Modifications
  • Training & Documentation (including run-books)
  • UAT & Regression Testing/Defect Management
  • Pilots, Mock Conversions and Dress Rehearsal
  • Go-Live Support (Implementation Planning and Execution)
  • Post-Conversion Support
  • Back Office Transformation and Process Design
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Program Delivery

Our structured Program Management Office delivers projects on-time and within budget, all while ensuring leadership goals are met and enterprise risk is reduced.

Our Program Delivery services include:
  • Business/Functional/Technical
  • Analysis & Design
  • Program / Project Execution
  • PMO Design & Operation
  • Project Intervention & Recovery
  • Agile Expertise and Training
  • Methodology & Standards, PPM
  • Expertise
  • Quality Assurance
  • Procedure Writing
  • Operating Model Implementation
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Risk and Regulatory

Our experienced team of former FINRA, SEC, and State Regulators are equipped to handle the complex and ever changing regulations of the financial services industry. We implement solutions to address regional, domestic, and global requirements all while enhancing the client’s compliance and improving corporate decision making.

Our Risk and Regulatory services include:
  • Exam preparedness
  • Remediation/Reinforcement assistance
  • Evaluation and enhancement of controls based on risk factors
  • Anti-Money Laundering & OFAC
  • Single Client View - KYC/CIP
  • Comprehensive Capital Analysis
  • Dodd-Frank: Volcker, Title VII
  • Regulatory Reporting
  • Recovery and Resolution
  • Market / Credit / Liquidity Risk
  • Trade Practices
  • Sales Practices
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Our comprehensive guidance enables our clients to proactively anticipate economic, market, and regulatory changes. We customize programs to seamlessly implement any required regulatory changes, minimizing the impact of compliance initiatives and preparing our clients for future regulatory scrutiny.

Our Compliance services include:
  • Forensic Analysis
  • Litigation Support
  • Mock Audits
  • Ongoing Self-Assessment Process
  • Policies and Procedure Testing
  • Risk and Conflicts of Interest
  • Third Party Reviews of Books & Records
  • Supervisory & Controls
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We have in-depth knowledge and experience with the front and back office platforms offered by the prominent systems vendors in the marketplace, as well as any supporting systems including compliance and regulatory reporting applications, derivatives processing systems, and data warehousing.

Our Technology services include:
  • IT Strategy
  • Architecture
  • Data Strategy
  • Quality Management
  • Testing - UAT & End-User
  • Information Management
  • Infrastructure Strategy
  • Vendor Integration
  • Technical Writing
  • Vendor Management
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Managed Services

Our Managed Services team is committed to providing clients with the full spectrum of managed solutions to reduce the burden of day-to-day business operations. This affords clients an opportunity to create fungible resourcing that can ramp up or down as needed.

Our Managed Services include:
  • Project Management and PMO staff augmentation
  • Business Operations
  • Technology
  • Run the Bank and Build the Bank
  • Regulatory and Compliance as a Service
  • Transition resources during conversions
  • Audit Solutions as a Service
  • Temporary placement
  • Client Operations and Technology build-out
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Credit Lending

Our Credit Lending practice provides our clients with the ability to improve their loan underwriting and servicing processes by defining the optimal target operating model environment needed to execute the client’s business strategy. Our ongoing partnerships with industry regulators and lending providers provides the basis in our development of client action plans and timelines whose purpose is to increase our client’s operational efficiency.

Our Credit Lending services include:
  • Outsourcing strategy and technology assessment.
  • Organizational structure review.
  • Default management assessment.
  • Target Operating Model design.
  • Mock regulatory reviews
  • Home Mortgage Disclosure Act (HMDA)
  • Residential and Commercial loss mitigation review and impairment analysis
  • Regulatory Accounting application assessment of ASC 310 (Loan Receivables), ASC 820 (Fair Value Measurement), GAAP compliance,
  • Basel risk review and future risk frameworks.
  • Accounting analysis
  • Loan Servicer client billing assessment, database re-engineering and logic optimization.
  • Pre-acquisition portfolio discovery and evaluation
  • Litigation discovery support
  • Investor reporting analysis
  • Portfolio Risk Management

Our People

  • Henry F. Lange

  • Kathleen A. Moore

  • Rick Hall

  • Jeff Powers

Focused On Your Future?
Join our team.

Upcoming Events

FIS Connect 2018
Apr 9 - 12, 2018

Walt Disney World Swan and Dolphin Resort

Lake Buena Vista, FL

Docupace Vision 2018
Apr 23 - 25, 2018

Gaylord Opryland Resort & Convention Center

Nashville, TN

2018 SIFMA Operations Conference
May 7 - 10, 2018

JW Marriott Desert Ridge

Phoenix, AZ

Botth #'s 206 & 208

Contact Us

FITS Headquarters

400 Morris Ave, Suite 264

Denville, NJ 07834

North Carolina
New York,
New York