Positions: Regulatory Compliance and Risk Management Analysts
Project Locations: New York NY, Southern CT, Northern NJ

FITS is working with a number of international and domestic investment firms to improve their risk management and regulatory compliance/reporting capabilities. As a FITS Management Consultant you will leverage your experience and knowledge to assess current operations, advise change were needed and manage process and system restructuring.

Required:

• Motivated detail oriented individual able to multitask and prioritize project goals
• 6+ years experience in the brokerage/securities industry
• Experience with front, middle, and back office operations and systems
• In-depth knowledge and/or experience with a combination of the following:
  • Brokerage trade or settlement operations
  • Risk management practices and methodologies
  • egulatory issues affecting the securities industry
  • Broker/Dealer Examination process and reviews
  • SEC, NYSE and NASD Regulatory reporting requirements
  • Sourcing for regulatory reporting data, compilation and processes
  • Regulatory and compliance technologies
• Strong communications skills - oral and written
• Experience effectively interfacing with senior management and executives
• Experience managing, motivating and mentoring project teams